Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 13 Feb 2023)
- [FCA CF] Manager of certification employee (since 21 Jul 2022)
- [FCA CF] Client dealing (14 Aug 2017 to 10 Jan 2019)
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- CF1 Director (AR) (22 May 2006 to 4 Dec 2007)
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- CF21 Investment Adviser (2 Aug 2005 to 26 Sep 2005)
- CF22 Investment Adviser (Trainee) (21 Sep 2004 to 2 Aug 2005)
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- CF21 Investment Adviser (2 Aug 2005 to 14 Nov 2005)
- CF1 Director (AR) (16 Feb 2005 to 14 Nov 2005)
- CF22 Investment Adviser (Trainee) (21 Sep 2004 to 2 Aug 2005)
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- Employed By (21 Sep 2004 to 14 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.