Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2025)
- CF1 Director (AR) (2 Jun 2006 to 9 Jun 2016)
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- CF30 Customer (19 Dec 2007 to 23 Nov 2011)
- CF1 Director (AR) (13 Jul 2006 to 9 Jun 2016)
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- CF1 Director (AR) (6 Jan 2006 to 24 Sep 2006)
- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2006)
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- CF1 Director (AR) (24 Oct 2005 to 31 May 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
- CF1 Director (AR) (1 Dec 2001 to 15 Nov 2002)
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- Employed By (1 Dec 2001 to 27 Nov 2002)
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- Employed By (1 Dec 2001 to 24 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.