Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronald Patrick McEvoy

    IRN RPM00012

    • (225)CF22 Investment Adviser (Trainee) (22 Jan 2004 to 17 Feb 2004)
  • Ronald Westbury

    IRN RXW00179

    • (1338)CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
    • (1337)CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
  • Rosemary Harris

    IRN RXH00169

    • (3108)CF28 Systems and controls (1 Jun 2013 to 30 Jun 2017)
    • (3107)CF29 Significant management (16 Apr 2012 to 3 Jun 2013)
    • (3109)CF10 Compliance Oversight (16 Apr 2012 to 18 Sep 2015)
  • Rowland Yarrow

    IRN RWY00003

    • (1872)CF22 Investment Adviser (Trainee) (26 Jan 2005 to 8 Aug 2005)
    • (1873)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
  • Roy Elliott

    IRN RXE00016

    • (1525)CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
  • Roy Francis Hawkins

    IRN RFH00023

    • (1321)CF4 Partner (AR) (1 Dec 2001 to 8 Sep 2004)
  • Roy William Miller

    IRN RWM00026

    • (1491)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
  • Rozina Sharif

    IRN RXS00229

    • (933)CF21 Investment Adviser (3 Jun 2003 to 1 Oct 2003)
    • (932)CF22 Investment Adviser (Trainee) (26 Oct 2002 to 3 Jun 2003)
  • Russell Alexander Balfour Todd

    IRN RAT00008

    • (2551)CF30 Customer (24 Mar 2009 to 16 Sep 2010)
  • Russell Chandler

    IRN RDC00030

    • (3348)CF21 Investment Adviser (8 Dec 2003 to 23 Aug 2007)
    • (3347)CF22 Investment Adviser (Trainee) (6 Jun 2003 to 8 Dec 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3619)SMF2 Chief Finance

  2. controlled function added: (3618)SMF3 Executive Director

  3. controlled function added: (3617)Responsible for Insurance Distribution

  4. controlled function added: (3616)CF10 Compliance Oversight

  5. controlled function added: (3615)CF4 Partner (AR)

  6. controlled function added: (3614)[FCA CF] Significant management

  7. controlled function added: (3613)[FCA CF] Manager of certification employee

  8. controlled function added: (3612)SMF18 Other Overall Responsibility

  9. controlled function added: (3611)SMF2 Chief Finance

  10. controlled function added: (3610)SMF3 Executive Director

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