Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Jan 2015)
    • Employed By (since 2 Jan 2015)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (6 Jun 2003 to 8 Dec 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (8 Dec 2003 to 23 Aug 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2003 to 8 Dec 2003)
  • Beard & Coles Financial Practice Ltd (no longer approved here)

    FRN 182412

    • (20)Employed By (6 Jun 2003 to 9 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Beard & Coles Financial Practice Ltd

  2. controlled function added: (20)Employed By at Beard & Coles Financial Practice Ltd