Russell Alexander Balfour Todd

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2022)
    • CF30 Customer (15 Jun 2017 to 28 Oct 2022)
  • DWM Financial Planning Ltd (no longer approved here)

    FRN 772253

    • (1)Employed By (15 Jun 2017 to 28 Oct 2022)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (24 Mar 2009 to 16 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2007 to 24 Sep 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (9 Aug 2006 to 17 Jan 2007)
    • CF22 Investment Adviser (Trainee) (14 Apr 2005 to 9 Aug 2006)
  • Charles Henderson (no longer approved here)

    FRN 216331

    • Employed By (1 Dec 2001 to 11 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.