Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
- CF30 Customer (16 Mar 2018 to 11 Sep 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2020)
- CF30 Customer (13 Aug 2015 to 4 Sep 2020)
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- Employed By (13 Aug 2015 to 11 Sep 2020)
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- CF22 Investment Adviser (Trainee) (26 Jan 2005 to 8 Aug 2005)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
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- Employed By (1 Dec 2001 to 1 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.