Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Christine Anne Higgins

  IRN CAH01128

  • CF21 Investment Adviser (16 Dec 2003 to 5 Apr 2004)
• Christophe Massa

  IRN CXM01688

  • CF30 Customer (21 Feb 2011 to 11 Jun 2013)
• Christopher Brickell

  IRN CXB01748

  • [FCA CF] Client dealing (since 20 Jul 2021)
• Christopher Cornwell

  IRN CXC00165

  • [FCA CF] Client dealing (8 Dec 2018 to 6 Sep 2019)
• Christopher David Brennan

  IRN CDB01086

  • CF26 Customer Trading (28 Dec 2001 to 28 Nov 2003)
  • CF21 Investment Adviser (28 Dec 2001 to 28 Nov 2003)
• Christopher Jarvis

  IRN CAJ01088

  • CF30 Customer (1 Jun 2013 to 10 Jun 2014)
• Christopher John Coomans

  IRN CJC01140

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Nov 2005)
• Christopher John Corbett

  IRN CJC01222

  • CF30 Customer (1 Nov 2007 to 22 Apr 2008)
  • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
• Christopher John Vermont

  IRN CJV01012

  • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
• Christopher Khan

  IRN CXK01212

  • CF30 Customer (3 Jan 2012 to 3 Mar 2014)

No changes recorded yet.