Christopher Khan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- CF30 Customer (28 May 2014 to 6 Mar 2016)
- CF26 Customer Trading (29 Mar 2006 to 24 May 2006)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (3 Jan 2012 to 3 Mar 2014)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF30 Customer (1 Nov 2007 to 16 Jun 2009)
- CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
- CF26 Customer Trading (5 Jul 2006 to 12 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.