Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 20 Sep 2022)
- [FCA CF] Manager of certification employee (since 20 Sep 2022)
- [FCA CF] Material risk taker (since 20 Sep 2022)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 20 Sep 2022)
- [FCA CF] Client dealing (since 20 Sep 2022)
- [FCA CF] Manager of certification employee (since 20 Sep 2022)
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- [FCA CF] Client dealing (19 Sep 2017 to 1 Jul 2022)
- [FCA CF] Material risk taker (19 Sep 2017 to 1 Jul 2022)
- CF30 Customer (20 Sep 2011 to 19 Mar 2013)
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- CF30 Customer (3 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (3 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (1 Jun 2013 to 10 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.