Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Christopher Paul Stevens

  IRN CXS00163

  • [FCA CF] Material risk taker (since 19 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (1 May 2019 to 22 Nov 2021)
  • [FCA CF] Material risk taker (1 May 2019 to 22 Nov 2021)
• Ciara Fitzgerald

  IRN CXF00432

  • [FCA CF] Client dealing (since 12 Aug 2025)
• Clifford Paul Dent

  IRN CPD01025

  • CF30 Customer (3 Sep 2013 to 6 Mar 2016)
• Conor Brian Elliott

  IRN CBE01008

  • CF30 Customer (21 Jul 2008 to 17 Sep 2008)
• Constantinos Constantinou

  IRN CXC01226

  • CF30 Customer (31 Mar 2011 to 16 Oct 2012)
• Corrina Marie McGlynn

  IRN CXM00202

  • [PRA CF] Significant risk taker or Material risk taker (13 Jan 2020 to 30 Jun 2021)
  • [FCA CF] Material risk taker (13 Jan 2020 to 30 Jun 2021)
• Dale Williams

  IRN DGW01082

  • CF30 Customer (14 Aug 2013 to 6 Mar 2016)
• Daniel Anthony Polidano

  IRN DAP01093

  • CF26 Customer Trading (17 Dec 2001 to 7 May 2003)
• Daniel Lee Tarraran

  IRN DLT01035

  • CF26 Customer Trading (27 Feb 2002 to 8 Mar 2004)
  • CF21 Investment Adviser (27 Feb 2002 to 12 Aug 2004)
• Daniel Shaw

  IRN DXS00226

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2026)
  • [FCA CF] Material risk taker (since 15 Jan 2026)
  • [FCA CF] Material risk taker (7 Mar 2016 to 17 Nov 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 17 Nov 2022)

No changes recorded yet.