Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Danielle Baron

  IRN DXB01530

  • CF21 Investment Adviser (10 May 2002 to 5 Apr 2004)
• Danny Choueiri

  IRN DXC02116

  • [FCA CF] Client dealing (since 30 Sep 2021)
• Darian Chu

  IRN DXC01833

  • CF21 Investment Adviser (4 Jul 2007 to 28 Sep 2007)
• Darren Norman Ellison

  IRN DNE01018

  • CF30 Customer (23 Feb 2015 to 10 Mar 2015)
• Darren Rees

  IRN DSR01067

  • CF30 Customer (17 Oct 2014 to 6 Mar 2016)
• Darren Turner

  IRN DXT01159

  • [PRA CF] Significant risk taker or Material risk taker (since 22 May 2023)
  • [FCA CF] Material risk taker (since 22 May 2023)
  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 11 Jun 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 9 Mar 2021)
  • CF30 Customer (1 Jul 2011 to 6 Mar 2016)
• David Andrew Campbell Scott

  IRN DAS01158

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Sep 2007)
• David Charles Zachary Thorne

  IRN DCT01054

  • [FCA CF] Material risk taker (since 1 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2025)
  • [FCA CF] Manager of certification employee (since 19 Nov 2018)
  • [FCA CF] Client dealing (since 15 Nov 2017)
  • [FCA CF] Algorithmic trading (since 15 Nov 2017)
• David Clive Croy

  IRN DCC01102

  • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
  • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
• David Colin Wilkinson

  IRN DCW01109

  • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
  • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)

No changes recorded yet.