Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 22 May 2023)
    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Material risk taker (since 22 May 2023)
    • [FCA CF] Client dealing (since 11 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Mar 2021)
    • CF30 Customer (1 Jul 2011 to 6 Mar 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (14 Sep 2006 to 13 Aug 2007)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF26 Customer Trading (19 Jul 2006 to 22 Aug 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (10 Jul 2003 to 26 Apr 2005)
    • CF26 Customer Trading (1 Dec 2001 to 11 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.