Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Australia and New Zealand Banking Group Ltd
FRN 114151
- [PRA CF] Significant risk taker or Material risk taker (since 22 May 2023)
- [FCA CF] Manager of certification employee (since 22 May 2023)
- [FCA CF] Material risk taker (since 22 May 2023)
- [FCA CF] Client dealing (since 11 Jun 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Mar 2021)
- CF30 Customer (1 Jul 2011 to 6 Mar 2016)
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- CF21 Investment Adviser (14 Sep 2006 to 13 Aug 2007)
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- CF26 Customer Trading (19 Jul 2006 to 22 Aug 2006)
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- CF21 Investment Adviser (10 Jul 2003 to 26 Apr 2005)
- CF26 Customer Trading (1 Dec 2001 to 11 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.