Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Simon David Driver

  IRN SDD01022

  • CF30 Customer (10 Dec 2009 to 9 Mar 2011)
• Simon David Hughes

  IRN SDH01057

  • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
  • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
• Simon Harry Greenwood

  IRN SHG01014

  • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2023)
  • CF30 Customer (21 Mar 2011 to 6 Mar 2016)
• Simon Ian Atter

  IRN SIA01031

  • CF30 Customer (8 Jan 2014 to 12 May 2014)
• Simon John Priest

  IRN SJP01336

  • CF10 Compliance Oversight (21 Sep 2011 to 8 May 2012)
  • CF11 Money Laundering Reporting (13 Oct 2010 to 8 May 2012)
• Simon Lindley Cose

  IRN SLC01048

  • CF30 Customer (1 Jul 2015 to 6 Mar 2016)
• Simon Norman Keane

  IRN SXK01180

  • CF29 Significant management (4 Jan 2013 to 5 Jun 2015)
  • CF30 Customer (31 May 2011 to 5 Jun 2015)
• Simon Roberts

  IRN SXR01829

  • CF30 Customer (15 Apr 2011 to 8 Oct 2013)
• Sobia Zia

  IRN SXZ01148

  • CF30 Customer (8 May 2014 to 6 Mar 2016)
• Sofia Hristova Kolebinova

  IRN SHK01023

  • CF30 Customer (30 Jun 2014 to 13 Feb 2015)

No changes recorded yet.