Australia and New Zealand Banking Group Ltd

Date authorised
29 April 1988
Companies House
FC009351
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 12, 25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121
    Web
    https://www.anz.com

  • Complaints Contact

    25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

  • Trades With You Directly

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefano Franco

    IRN SXF01322

    • [FCA CF] Manager of certification employee (since 5 May 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (3 Jul 2013 to 6 Mar 2016)
  • Stephanie Jane Hudson

    IRN SJH01306

    • CF21 Investment Adviser (4 Feb 2002 to 5 Apr 2004)
  • Stephen Laurence Richardson

    IRN SLR01024

    • CF11 Money Laundering Reporting (14 Dec 2004 to 30 Mar 2007)
    • CF10 Compliance Oversight (9 Aug 2004 to 30 Mar 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 9 Aug 2004)
  • Steven Antony Cumber

    IRN SAC01247

    • CF10 Compliance Oversight (19 Jan 2011 to 21 Sep 2011)
  • Steven James Aquilina

    IRN SXA01043

    • [FCA CF] Client dealing (since 16 Dec 2024)
  • Steven John Perry

    IRN SXP01370

    • CF21 Investment Adviser (7 Aug 2003 to 10 Dec 2004)
  • Steven Powell

    IRN SXP01219

    • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2006)
    • CF26 Customer Trading (1 Dec 2001 to 8 Nov 2005)
  • Stuart Ball

    IRN EXB01357

    • CF30 Customer (26 Apr 2011 to 30 Sep 2013)
  • Stuart Warwick Simmons

    IRN SWS01037

    • CF30 Customer (23 Jan 2014 to 13 Apr 2015)
  • Su Jean Tan

    IRN SXT00862

    • [FCA CF] Client dealing (22 Dec 2025 to 23 Mar 2026)
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Recent activity

Updates to this firm's record on the FCA register.

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