Stuart Ball

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

China Citic Bank Corporation Limited London Branch
FRN 812528
- [FCA CF] Client dealing (since 20 Feb 2025)
Bank of China Limited London Branch (no longer approved here)
FRN 170910
- [FCA CF] Manager of certification employee (1 Jan 2020 to 6 Mar 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 6 Mar 2022)
BANK OF CHINA (UK) LIMITED (no longer approved here)
FRN 467410
- [FCA CF] Manager of certification employee (1 Jan 2020 to 6 Mar 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 6 Mar 2022)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (26 Apr 2011 to 30 Sep 2013)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (18 Aug 2008 to 24 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.