Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 1 limitation Hide limitations

  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Sukhdeep Kaur Nijjar

  IRN NXS01528

  • CF30 Customer (1 Nov 2010 to 16 Sep 2013)
• Syed Kamraan Shariff

  IRN SKS01028

  • CF21 Investment Adviser (3 Jan 2002 to 5 Apr 2004)
• Syed Tariq Husain

  IRN STH01018

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
• TIMOTHY Riddell

  IRN TJR01037

  • CF30 Customer (19 Nov 2008 to 2 Nov 2010)
• Tamara McDonagh

  IRN TXW01278

  • CF10 Compliance Oversight (5 Apr 2007 to 14 Apr 2009)
  • CF11 Money Laundering Reporting (5 Apr 2007 to 14 Apr 2009)
• Tanya Vinnikova

  IRN TXV01058

  • CF30 Customer (1 Nov 2012 to 1 Nov 2012)
• Thomas Anthony Murray Irving

  IRN TAI00004

  • CF30 Customer (1 Nov 2007 to 19 Aug 2009)
  • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
• Thomas Richard Budgett

  IRN TRB01034

  • CF21 Investment Adviser (12 Dec 2001 to 24 Jul 2002)
• Timothy Emmett Geary

  IRN TXG00327

  • [FCA CF] Client dealing (since 22 Sep 2025)
• Timothy Ignatius L'Estrange

  IRN TIL01008

  • CF8 Apportionment and Oversight (1 Jun 2007 to 27 Mar 2009)
  • CF3 Chief Executive (1 Jun 2007 to 27 Mar 2009)

No changes recorded yet.