Australia and New Zealand Banking Group Ltd

Date authorised
29 April 1988
Companies House
FC009351
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 12, 25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121
    Web
    https://www.anz.com

  • Complaints Contact

    25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

  • Trades With You Directly

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tom Nielsen

    IRN TXN01030

    • CF26 Customer Trading (26 Mar 2003 to 8 Mar 2004)
    • CF21 Investment Adviser (26 Mar 2003 to 10 May 2004)
  • Tracey D'Rozario

    IRN TXD01219

    • CF30 Customer (1 Nov 2007 to 4 Dec 2009)
    • CF21 Investment Adviser (9 Dec 2005 to 31 Oct 2007)
  • Troy Lee Bowler

    IRN TLB01010

    • CF30 Customer (11 Apr 2014 to 6 Mar 2016)
  • Tully McWhirter

    IRN TXM01419

    • CF21 Investment Adviser (14 Feb 2006 to 26 Jul 2007)
  • Vasileios Oikonomitsios

    IRN VXO01020

    • CF30 Customer (12 May 2008 to 9 Apr 2010)
  • Vidya Somaiah Bittianda

    IRN VSB01010

    • SMF4 Chief Risk (7 Mar 2016 to 31 Mar 2017)
    • CF28 Systems and controls (31 Oct 2014 to 6 Mar 2016)
  • Vijay Kishore Sharma

    IRN VKS01011

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Mar 2004)
  • Violet Osborne

    IRN VXO20833

    • SMF5 Head of Internal Audit (6 Dec 2019 to 13 Oct 2022)
  • William Edward Martin

    IRN WEM01015

    • CF30 Customer (6 Jun 2012 to 6 Mar 2016)
  • William Evan Wulkan

    IRN WEW01004

    • CF29 Significant management (6 Dec 2007 to 18 Jan 2008)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2007)
    • CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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