Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• William Holmes

  IRN WXH00197

  • [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2026)
  • [FCA CF] Material risk taker (since 13 Jan 2026)
• William Mark Cerche

  IRN WXC00159

  • [FCA CF] Client dealing (since 2 Apr 2024)
• Yasser Dallal

  IRN YXD01009

  • [FCA CF] Client dealing (7 Mar 2016 to 8 Apr 2022)
  • CF30 Customer (15 Jun 2015 to 6 Mar 2016)
• Yin Ni Tse

  IRN YXT00086

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2026)
  • [FCA CF] Material risk taker (since 22 Jan 2026)
• Yuen Ching Michelle Ho

  IRN YXH00059

  • [FCA CF] Material risk taker (3 Jul 2023 to 30 Sep 2024)
  • [PRA CF] Significant risk taker or Material risk taker (3 Jul 2023 to 30 Sep 2024)
• arjan roukema

  IRN AXR02425

  • CF29 Significant management (9 Apr 2015 to 6 Mar 2016)
  • CF30 Customer (2 Feb 2015 to 6 Mar 2016)
• kenei Fujii

  IRN KXF01269

  • [FCA CF] Client dealing (28 Oct 2019 to 19 Jan 2022)

No changes recorded yet.