Yasser Dallal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commonwealth Bank of Australia
FRN 139185
- [FCA CF] Material risk taker (since 31 Mar 2025)
- [FCA CF] Client dealing (since 31 Mar 2025)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- [FCA CF] Client dealing (7 Mar 2016 to 8 Apr 2022)
- CF30 Customer (15 Jun 2015 to 6 Mar 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 8 Nov 2010)
- CF21 Investment Adviser (23 Aug 2002 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 23 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.