Simon David Driver

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (25 Jun 2015 to 12 Apr 2016)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (10 Dec 2009 to 9 Mar 2011)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- CF30 Customer (1 Nov 2007 to 7 Dec 2007)
- CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- CF21 Investment Adviser (23 May 2005 to 29 Dec 2006)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (11 Nov 2002 to 17 Dec 2004)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.