Australia and New Zealand Banking Group Ltd

Date authorised
29 April 1988
Companies House
FC009351
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 12, 25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121
    Web
    https://www.anz.com

  • Complaints Contact

    25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

  • Trades With You Directly

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Burke

    IRN NXB00268

    • [FCA CF] Client dealing (2 Aug 2021 to 17 Jun 2025)
  • Nicholas Denson

    IRN NXD01318

    • CF30 Customer (17 Oct 2012 to 30 Sep 2013)
  • Nicholas Guy O'Connor

    IRN NGO01004

    • CF30 Customer (26 Jun 2009 to 24 Jun 2014)
  • Nicholas Howell

    IRN NXH01305

    • CF30 Customer (1 Nov 2007 to 10 Jun 2008)
    • CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
  • Nicholas John Hill

    IRN NJH01133

    • CF30 Customer (5 May 2011 to 6 Mar 2016)
  • Nicholas Peter Hungerford

    IRN NPH01071

    • [FCA CF] Manager of certification employee (since 8 Dec 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF29 Significant management (17 Feb 2010 to 13 Jul 2011)
    • CF30 Customer (8 Apr 2008 to 6 Mar 2016)
  • Nicolas Girardin

    IRN NXG01197

    • CF30 Customer (8 Jul 2013 to 18 Dec 2014)
  • Nicole Kim Glazebrook

    IRN NKG00010

    • CF28 Systems and controls (15 Jan 2008 to 21 Jan 2010)
  • Nigel Anthony Labram

    IRN NAL01021

    • CF26 Customer Trading (1 Dec 2001 to 1 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • Nigel Christopher Denby

    IRN NCD01041

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2018 to 30 Jun 2021)
    • SMF4 Chief Risk (4 Apr 2017 to 30 Jun 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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