Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BT Pension Scheme Management Limited (no longer approved here)

    FRN 486368

    • CF1 Director (13 Feb 2009 to 31 May 2012)
    • CF30 Customer (13 Feb 2009 to 31 May 2012)
    • CF3 Chief Executive (13 Feb 2009 to 31 May 2012)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (1 Nov 2007 to 31 May 2012)
    • CF1 Director (27 Sep 2006 to 2 Jan 2008)
    • CF27 Investment Management (26 Apr 2005 to 31 Oct 2007)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
    • CF26 Customer Trading (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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