Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Australia and New Zealand Banking Group Ltd
FRN 114151
- [FCA CF] Manager of certification employee (since 8 Dec 2018)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- CF29 Significant management (17 Feb 2010 to 13 Jul 2011)
- CF30 Customer (8 Apr 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.