Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Nilufer Kizilkaya

  IRN NXK00051

  • CF30 Customer (26 Sep 2011 to 31 Jul 2014)
• Niroshan Somasekeran

  IRN NXS01348

  • SMF22 Other Local Responsibility (15 Feb 2017 to 11 May 2021)
• Nirupan Thirunathan

  IRN NXT01260

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (16 Dec 2013 to 6 Mar 2016)
• Oliver Charles Champion

  IRN OCC01003

  • CF21 Investment Adviser (18 Nov 2002 to 5 Apr 2004)
• Oliver Sopp

  IRN OXS01164

  • CF30 Customer (18 Jun 2012 to 6 Mar 2016)
• Olivier Watelet

  IRN OXW01015

  • CF21 Investment Adviser (2 Jan 2002 to 31 Jul 2002)
• Osman Colak

  IRN OXC01033

  • [PRA CF] Managing a material risk taker (since 22 Jun 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • CF29 Significant management (2 Jan 2013 to 6 Mar 2016)
  • CF30 Customer (12 Sep 2012 to 6 Mar 2016)
• Pablo Esteban Andres Guerra

  IRN PEG01021

  • CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2003)
  • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2003)
• Paresh Halai

  IRN PXH01855

  • [FCA CF] Client dealing (since 20 Jun 2016)
• Parthenopi McHugh

  IRN PXM00207

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 22 Nov 2021)
  • [FCA CF] Material risk taker (7 Mar 2016 to 22 Nov 2021)

No changes recorded yet.