Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2024)
    • CF30 Customer (4 Jul 2011 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2024)
    • CF30 Customer (4 Jul 2011 to 6 Mar 2016)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (18 Nov 2002 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.