Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Kevin Chong

  IRN KKC01004

  • CF21 Investment Adviser (27 Dec 2001 to 24 Jul 2002)
• Kim Mon Thein

  IRN KMT01028

  • CF15 Internal Audit (1 Dec 2001 to 1 May 2007)
• Komal Chandrakant Neve

  IRN KXN00207

  • [FCA CF] Client dealing (since 23 Apr 2025)
• Lance Kawaguchi

  IRN LXK01240

  • CF30 Customer (30 Jul 2012 to 31 Dec 2014)
• Laura Victoria Pettit

  IRN LVP00005

  • [FCA CF] Material risk taker (since 19 Apr 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 Apr 2021)
• Laurent Piedois

  IRN LXP01098

  • CF30 Customer (13 Jul 2015 to 6 Mar 2016)
• Leo Hellinga

  IRN LXH01236

  • CF21 Investment Adviser (14 Jan 2003 to 18 Jun 2003)
• Leon Liao

  IRN LXL00140

  • [FCA CF] Algorithmic trading (1 Nov 2022 to 7 Mar 2025)
  • [FCA CF] Client dealing (6 Sep 2021 to 7 Mar 2025)
• Leon Oliver Rees-Jones

  IRN LOR01004

  • CF30 Customer (28 Jan 2008 to 18 Feb 2011)
• Liam Anthony Flanagan

  IRN LAF01032

  • [FCA CF] Client dealing (7 Nov 2022 to 22 Mar 2024)
  • CF30 Customer (19 May 2014 to 6 Mar 2016)

No changes recorded yet.