Leon Oliver Rees-Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (15 Mar 2021 to 28 Jun 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (20 Aug 2020 to 12 Mar 2021)
- CF30 Customer (17 Aug 2020 to 12 Mar 2021)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (11 Mar 2011 to 6 Mar 2016)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (28 Jan 2008 to 18 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.