Liam Anthony Flanagan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Manager of certification employee (since 3 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Material risk taker (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 12 Jun 2024)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • [FCA CF] Client dealing (7 Nov 2022 to 22 Mar 2024)
    • CF30 Customer (19 May 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (6 Sep 2021 to 16 Sep 2022)
    • [FCA CF] Client dealing (29 Jul 2021 to 16 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (18 Dec 2020 to 31 May 2021)
    • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (18 Dec 2020 to 31 May 2021)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (22 Jul 2010 to 3 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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