Lance Kawaguchi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Jul 2018 to 1 Apr 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 13 Mar 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (11 Nov 2016 to 17 Apr 2020)
    • [FCA CF] Manager of certification employee (11 Nov 2016 to 17 Apr 2020)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF30 Customer (30 Jul 2012 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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