Attivo Financial Services Limited

Date authorised
1 April 2013
Companies House
05927588
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585432
    Web
    https://www.attivo.co.uk

  • Complaints Contact

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585432

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Debt Advice

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shirley Owen

    IRN SXO01089

    • [FCA CF] Manager of certification employee (26 Oct 2020 to 6 Sep 2021)
  • Sian Ellen Thomas

    IRN SET01044

    • CF30 Customer (24 Apr 2020 to 12 Nov 2020)
    • [FCA CF] Functions requiring qualifications (24 Apr 2020 to 12 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (24 Apr 2020 to 12 Nov 2020)
  • Sophie Elizabeth Pearcey

    IRN SXP00018

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
    • CF30 Customer (since 22 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2020)
  • Stephen Charles Harper

    IRN SCH00028

    • SMF9 Chair of the Governing Body (since 28 Mar 2026)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2017)
    • CF3 Chief Executive (15 Aug 2012 to 8 Dec 2019)
    • CF1 Director (AR) (7 Feb 2012 to 8 Sep 2025)
    • CF30 Customer (16 Apr 2010 to 8 Nov 2019)
    • Responsible for Insurance Mediation (22 Feb 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (23 Sep 2009 to 18 Jul 2011)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 18 Jul 2011)
  • Stephen James Chambers

    IRN SJC00075

    • [FCA CF] Manager of certification employee (21 Dec 2021 to 31 Mar 2022)
  • Stephen John Bareham

    IRN SJB01624

    • CF28 Systems and controls (20 Dec 2012 to 16 Sep 2019)
  • Struan Robertson

    IRN SXR01405

    • CF30 Customer (29 Jul 2014 to 11 Sep 2015)
  • Stuart Fraser

    IRN SXF00106

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2022)
  • Stuart Stephen Harding

    IRN SSH01038

    • SMF3 Executive Director (10 Jan 2020 to 29 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2022)
    • CF1 Director (AR) (24 May 2016 to 29 Mar 2022)
    • CF30 Customer (16 Jul 2015 to 29 Mar 2022)
  • Susan Jane Tague

    IRN SJT00064

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Sep 2020)
    • CF1 Director (AR) (4 Apr 2017 to 21 Sep 2020)
    • CF30 Customer (15 Feb 2017 to 21 Sep 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.