Stephen Charles Harper

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Attivo Financial Services Limited

    FRN 462105

    • SMF9 Chair of the Governing Body (since 28 Mar 2026)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Mar 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2017)
    • CF3 Chief Executive (15 Aug 2012 to 8 Dec 2019)
    • CF1 Director (AR) (7 Feb 2012 to 8 Sep 2025)
    • CF30 Customer (16 Apr 2010 to 8 Nov 2019)
    • Responsible for Insurance Mediation (22 Feb 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (23 Sep 2009 to 18 Jul 2011)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 18 Jul 2011)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Attivo Financial Limited

    FRN 497130

    • SMF9 Chair of the Governing Body (since 25 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2021)
    • Responsibility for MCD Intermediation (1 Oct 2021 to 16 Jul 2024)
    • SMF1 Chief Executive (1 Oct 2021 to 25 Sep 2025)
    • SMF3 Executive Director (1 Oct 2021 to 25 Sep 2025)
  • Attivo Investments Limited

    FRN 1012439

    • SMF1 Chief Executive (since 2 Jan 2025)
    • SMF3 Executive Director (since 2 Jan 2025)
  • The Finance Roome Limited

    FRN 745454

    • Responsible for Insurance Distribution (since 30 Sep 2024)
    • SMF3 Executive Director (since 30 Sep 2024)
    • SMF1 Chief Executive (since 30 Sep 2024)
    • Responsibility for MCD Intermediation (since 30 Sep 2024)
  • Tempus Financial Planning Limited (no longer approved here)

    FRN 746703

    • Employed By (27 Jul 2021 to 8 Sep 2025)
  • Sovereign Asset Management Limited (no longer approved here)

    FRN 206503

    • Employed By (7 Jan 2021 to 8 Sep 2025)
  • Altero Financial Services Ltd (no longer approved here)

    FRN 775276

    • Employed By (8 Oct 2018 to 8 Sep 2025)
  • First Sentinel Corporate Finance Limited (no longer approved here)

    FRN 760668

    • CF30 Customer (7 Sep 2018 to 7 Sep 2018)
  • Baker & Company Financial Solutions Limited (no longer approved here)

    FRN 810485

    • Employed By (1 Jun 2018 to 8 Sep 2025)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (29 Dec 2006 to 8 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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