Attivo Financial Limited

Date authorised
1 April 2013
Companies House
06789067
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585444
    Web
    https://www.attivo.co.uk

  • Complaints Contact

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Grant Kane Sheppard

    IRN GKS01051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Jun 2022)
    • [FCA CF] Client dealing (since 27 Jun 2022)
  • Guy Benveniste

    IRN GXB01696

    • [FCA CF] Manager of certification employee (21 Mar 2023 to 7 Jun 2024)
  • Guy John Murray

    IRN GJM00073

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (7 Jan 2014 to 8 Dec 2019)
  • HANNAH Harvey

    IRN HXH13968

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2023)
    • CF30 Customer (since 21 Sep 2023)
    • [FCA CF] Client dealing (since 28 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2023)
  • HOLLY Johnson

    IRN HXJ00141

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
  • Hayden Warwick Sinden

    IRN HXS01739

    • [FCA CF] Client dealing (9 Feb 2022 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 30 Sep 2022)
  • Ian Gerard Davies

    IRN IXD00074

    • SMF3 Executive Director (9 Jun 2022 to 4 Nov 2022)
  • Ian Joseph Plumpton

    IRN IJP01035

    • SMF16 Compliance Oversight (since 13 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2021)
    • SMF3 Executive Director (since 13 Oct 2021)
    • CF1 Director (AR) (11 Dec 2023 to 7 Apr 2025)
  • Ian Scott Paginton

    IRN ISP00001

    • Appointed representative dealing with clients for which they require qualification (9 Sep 2021 to 7 Mar 2024)
    • CF30 Customer (9 Sep 2021 to 5 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 7 Mar 2024)
  • JANE Freire

    IRN JSF01048

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2021)
    • [FCA CF] Client dealing (since 27 Oct 2021)
    • CF30 Customer (31 Dec 2021 to 1 Apr 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.