Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (17 Feb 2009 to 22 May 2009)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (21 Sep 2021 to 12 Oct 2021)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (21 Sep 2021 to 12 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (21 Sep 2021 to 12 Oct 2021)
    • [FCA CF] Functions requiring qualifications (21 Sep 2021 to 12 Oct 2021)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2021)
    • CF30 Customer (7 Jan 2014 to 8 Dec 2019)
  • Cansdales Limited (no longer approved here)

    FRN 105795

    • CF21 Investment Adviser (5 Dec 2003 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.