Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Heath Crawford Financial Services LLP
FRN 489680
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
- [FCA CF] Client dealing (since 1 Dec 2021)
- CF30 Customer (17 Feb 2009 to 22 May 2009)
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- Employed By (21 Sep 2021 to 12 Oct 2021)
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- CF30 Customer (21 Sep 2021 to 12 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (21 Sep 2021 to 12 Oct 2021)
- [FCA CF] Functions requiring qualifications (21 Sep 2021 to 12 Oct 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2021)
- CF30 Customer (7 Jan 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (5 Dec 2003 to 30 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.