Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2021)
    • CF30 Customer (31 Dec 2021 to 1 Apr 2025)
  • Tempus Financial Planning Limited (no longer approved here)

    FRN 746703

    • Employed By (2 Sep 2016 to 8 Oct 2021)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (25 Nov 2015 to 2 Sep 2016)
    • CF1 Director (1 Jul 2014 to 27 Jan 2017)
    • CF1 Director (AR) (23 Jul 2009 to 30 Nov 2012)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (18)Employed By (8 Oct 2015 to 2 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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