Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Attivo Financial Services Limited
FRN 462105
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
-
Attivo Financial Limited
FRN 497130
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 27 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 27 Oct 2021)
- CF30 Customer (31 Dec 2021 to 1 Apr 2025)
-
- Employed By (2 Sep 2016 to 8 Oct 2021)
-
- CF30 Customer (25 Nov 2015 to 2 Sep 2016)
- CF1 Director (1 Jul 2014 to 27 Jan 2017)
- CF1 Director (AR) (23 Jul 2009 to 30 Nov 2012)
-
- (18)Employed By (8 Oct 2015 to 2 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.