Ian Scott Paginton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SME Wealth Management Limited

    FRN 1019050

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2025)
    • SMF3 Executive Director (since 20 Feb 2025)
    • [FCA CF] Client dealing (since 20 Feb 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • Appointed representative dealing with clients for which they require qualification (9 Sep 2021 to 7 Mar 2024)
    • CF30 Customer (9 Sep 2021 to 5 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 7 Mar 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF24 Pension Transfer Specialist (30 Nov 2005 to 13 Mar 2007)
    • CF21 Investment Adviser (30 Nov 2005 to 13 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.