Attivo Financial Limited

Date authorised
1 April 2013
Companies House
06789067
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585444
    Web
    https://www.attivo.co.uk

  • Complaints Contact

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Lever

    IRN SXL00002

    • [FCA CF] Functions requiring qualifications (30 May 2022 to 29 Nov 2023)
    • [FCA CF] Client dealing (30 May 2022 to 29 Nov 2023)
  • Samuel Michael Parry

    IRN SMP01197

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2022)
    • [FCA CF] Client dealing (since 4 Feb 2022)
  • Sebastian Fraser Field

    IRN SXF00377

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2023)
  • Simon Richard Fitton

    IRN SRF00012

    • [FCA CF] Client dealing (16 Feb 2022 to 16 Feb 2024)
    • [FCA CF] Functions requiring qualifications (16 Feb 2022 to 16 Feb 2024)
  • Simon William Joseph Moran

    IRN SWM01051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2024)
    • [FCA CF] Client dealing (since 21 Aug 2024)
  • Sophie Elizabeth Pearcey

    IRN SXP00018

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2021)
    • [FCA CF] Client dealing (since 24 Jun 2021)
  • Stephen Charles Harper

    IRN SCH00028

    • SMF9 Chair of the Governing Body (since 25 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2021)
    • Responsibility for MCD Intermediation (1 Oct 2021 to 16 Jul 2024)
    • SMF1 Chief Executive (1 Oct 2021 to 25 Sep 2025)
    • SMF3 Executive Director (1 Oct 2021 to 25 Sep 2025)
  • Stephen James Chambers

    IRN SJC00075

    • [FCA CF] Manager of certification employee (21 Dec 2021 to 31 Mar 2022)
  • Stephen Robert Dodge

    IRN SRD00003

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
    • CF1 Director (1 May 2009 to 8 Dec 2019)
  • Steven James Pennington

    IRN SJP01282

    • [FCA CF] Client dealing (2 Oct 2023 to 22 Sep 2024)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 22 Sep 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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