Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2022)
    • Employed By (since 30 Oct 2020)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 30 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2020)
  • MULBERRY WEALTH CLIENT SERVICES LIMITED (no longer approved here)

    FRN 197003

    • CF30 Customer (1 Aug 2018 to 16 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.