Steven James Pennington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Client dealing (2 Oct 2023 to 22 Sep 2024)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 22 Sep 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (25 May 2022 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (25 May 2022 to 31 Aug 2022)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Manager of certification employee (12 Jul 2018 to 10 Nov 2021)
    • [FCA CF] Functions requiring qualifications (8 Feb 2018 to 10 Nov 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (31 Mar 2010 to 16 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.