Attivo Financial Limited

Date authorised
1 April 2013
Companies House
06789067
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585444
    Web
    https://www.attivo.co.uk

  • Complaints Contact

    Honeybourne Place
    Jessop Avenue
    Cheltenham
    Gloucestershire
    GL50 3SH
    UNITED KINGDOM
    Phone
    +4401242585444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark James McCann

    IRN MJM00039

    • SMF3 Executive Director (since 12 May 2023)
    • [FCA CF] Manager of certification employee (since 4 Oct 2021)
  • Mark Roe

    IRN MXR02797

    • [FCA CF] Client dealing (9 Sep 2021 to 9 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 9 Mar 2022)
  • Martin Shoesmith

    IRN MXS00217

    • [FCA CF] Functions requiring qualifications (22 Jul 2022 to 31 Jan 2024)
    • [FCA CF] Client dealing (22 Jul 2022 to 31 Jan 2024)
  • Mary Josephine Dodge

    IRN MJD01371

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jun 2021)
    • CF2 Non Executive Director (1 May 2009 to 8 Dec 2019)
  • Matthew Richard Kiddle

    IRN MRK01057

    • [FCA CF] Functions requiring qualifications (22 Mar 2024 to 4 Sep 2024)
  • Michael Joseph Reidy

    IRN MJR00016

    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 31 Dec 2024)
    • CF30 Customer (20 Sep 2021 to 1 Jan 2025)
    • [FCA CF] Client dealing (16 Sep 2021 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 31 Dec 2024)
  • Michael Kenneth Joslin

    IRN MKJ00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jun 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Jun 2021)
    • CF1 Director (1 May 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2009 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 May 2009 to 8 Dec 2019)
  • Michael Robert Vaughan

    IRN MXV46314

    • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 5 Aug 2022)
    • [FCA CF] Client dealing (14 Oct 2021 to 5 Aug 2022)
  • Mohammad Adnan Hussain

    IRN MAH01441

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 14 Oct 2021)
  • Myles Cary Locke

    IRN MXL00460

    • [FCA CF] Client dealing (26 Sep 2022 to 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (26 Sep 2022 to 1 Feb 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.