Myles Cary Locke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leodis Wealth Limited

    FRN 707896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
  • Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)

    FRN 485351

    • [FCA CF] Client dealing (25 Nov 2024 to 19 Dec 2025)
    • [FCA CF] Functions requiring qualifications (25 Nov 2024 to 19 Dec 2025)
  • T L DALLAS INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 604979

    • [FCA CF] Client dealing (11 Mar 2024 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (11 Mar 2024 to 9 Aug 2024)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (20 Jun 2023 to 1 Feb 2024)
    • CF30 Customer (19 Jun 2023 to 1 Feb 2024)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (19 Jun 2023 to 1 Feb 2024)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (26 Sep 2022 to 1 Feb 2024)
    • [FCA CF] Client dealing (26 Sep 2022 to 1 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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