AT Global Markets (UK) Limited

• Principal Place of Business

  ATFX Connect, Leaf C, 35th Floor, Tower 42, 25 Old Broad Street

  London

  City Of London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +442039577777

  Web

  https://www.atfxconnect.com

• Complaints Contact

  ATFX Connect, Leaf C, 35th Floor, Tower 42, 25 Old Broad Street

  London

  City Of London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +442039577777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Matthew Porter

  IRN MXP00337

  • [FCA CF] Significant management (24 Mar 2021 to 1 Apr 2026)
  • [FCA CF] Material risk taker (24 Mar 2021 to 1 Apr 2026)
• Meilian Chi

  IRN MXC03484

  • [FCA CF] CASS oversight function (since 2 Apr 2026)
• Mohammed Khan

  IRN MXK00298

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Significant management (since 1 Apr 2026)
• Paresh Patel

  IRN PXP01398

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Significant management (since 1 Apr 2026)
  • [FCA CF] Material risk taker (since 1 Apr 2026)
• Peter Wilson

  IRN PRW01128

  • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Jun 2018)
  • CF10 Compliance Oversight (1 Mar 2018 to 8 Jun 2018)
• Richard Charles Craddock

  IRN RCC01044

  • CF3 Chief Executive (11 Jul 2017 to 8 Mar 2019)
  • CF30 Customer (11 Jul 2017 to 8 Mar 2019)
  • CF1 Director (11 Jul 2017 to 8 Mar 2019)
• Steven Woodcock

  IRN SXW01252

  • CF28 Systems and controls (13 Aug 2018 to 8 Dec 2019)
  • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
• Tauseef Muslim Kanji

  IRN TXK01198

  • [FCA CF] Client dealing (24 Mar 2021 to 11 Apr 2022)
  • [FCA CF] Material risk taker (24 Mar 2021 to 11 Apr 2022)
  • [FCA CF] Significant management (24 Mar 2021 to 11 Apr 2022)
• Wei Qiang Zhang

  IRN WQZ01000

  • [FCA CF] Client dealing (since 24 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10 Compliance Oversight (13 Aug 2018 to 5 Jun 2019)
  • CF11 Money Laundering Reporting (13 Aug 2018 to 5 Jun 2019)
  • CF10a CASS Oversight function (26 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (26 Jan 2018 to 8 Dec 2019)
  • CF1 Director (11 Jul 2017 to 8 Dec 2019)

No changes recorded yet.