Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (23 Jun 2022 to 16 Jun 2023)
- [FCA CF] Significant management (23 Jun 2022 to 14 Apr 2023)
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- CF30 Customer (13 Aug 2018 to 8 Dec 2019)
- CF28 Systems and controls (13 Aug 2018 to 8 Dec 2019)
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- CF28 Systems and controls (1 Nov 2017 to 4 Jan 2018)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2010)
- CF26 Customer Trading (18 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (18 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.