Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AT Global Markets (UK) Limited
FRN 760555
- [FCA CF] Client dealing (since 24 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (13 Aug 2018 to 5 Jun 2019)
- CF10 Compliance Oversight (13 Aug 2018 to 5 Jun 2019)
- CF30 Customer (26 Jan 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (26 Jan 2018 to 8 Dec 2019)
- CF1 Director (11 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.