Astra Asset Management UK Limited

• Principal Place of Business

  Astra Asset Management UK Limited

  38 Lombard Street

  London

  City of London

  EC3V 9BS

  UNITED KINGDOM

  Phone

  +442031899700

  Web

  https://astra-amco.com

• Complaints Contact

  Astra Asset Management UK Limited

  38 Lombard Street

  London

  City of London

  EC3V 9BS

  UNITED KINGDOM

  Phone

  +442031899700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph John Edmund Shiels

  IRN JJS01091

  • CF30 Customer (29 Apr 2016 to 21 Nov 2018)
• Kenneth Ray Brougher

  IRN KRB01082

  • [FCA CF] Manager of certification employee (since 11 Apr 2024)
  • [FCA CF] Significant management (since 11 Apr 2024)
  • [FCA CF] Client dealing (since 6 Apr 2022)
  • [FCA CF] Material risk taker (since 6 Apr 2022)
  • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
• Kyle Ian Moscrop

  IRN KIM01030

  • CF30 Customer (12 Jul 2018 to 8 Dec 2019)
• Marc Clotet

  IRN MXC01131

  • [FCA CF] Client dealing (since 11 Apr 2024)
• Mark Murray

  IRN MXM03186

  • CF1 Director (AR) (15 Mar 2023 to 29 Jan 2024)
  • CF30 Customer (15 Mar 2023 to 29 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Apr 2024)
  • SMF3 Executive Director (9 Dec 2019 to 26 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jul 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 11 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jul 2023)
  • CF1 Director (29 Apr 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Apr 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Apr 2016 to 8 Dec 2019)
• Mark Thomas

  IRN MXT01848

  • CF1 Director (29 Apr 2016 to 22 Feb 2018)
  • CF30 Customer (29 Apr 2016 to 12 Apr 2018)
• Matis Geretti-Uyanik

  IRN MXG00832

  • [FCA CF] Client dealing (since 10 Apr 2025)
• Michael George Holdom

  IRN MGH01052

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2016 to 8 Dec 2019)
• Michael Harrison

  IRN MXH01006

  • [FCA CF] Significant management (since 11 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2023)
  • SMF16 Compliance Oversight (since 18 Jul 2023)
• Paul Phillips

  IRN PAP01035

  • CF30 Customer (29 Apr 2016 to 17 Nov 2016)

• Astra International Limited (no longer appointed)

  FRN 989190 · Appointed 22 Dec 2022 · Until 3 May 2024

• Astra Global Advisers LLP (no longer appointed)

  FRN 777711 · Appointed 28 Apr 2017 · Until 16 Nov 2022

No changes recorded yet.