Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (15 Mar 2023 to 29 Jan 2024)
- CF1 Director (AR) (15 Mar 2023 to 29 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 11 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 26 Jan 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Apr 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Jul 2023)
- CF11 Money Laundering Reporting (29 Apr 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Apr 2016 to 8 Dec 2019)
- CF1 Director (29 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.