Kenneth Ray Brougher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astra Asset Management UK Limited

    FRN 726035

    • [FCA CF] Manager of certification employee (since 11 Apr 2024)
    • [FCA CF] Significant management (since 11 Apr 2024)
    • [FCA CF] Client dealing (since 6 Apr 2022)
    • [FCA CF] Material risk taker (since 6 Apr 2022)
    • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2016)
    • CF30 Customer (21 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.