Paul Phillips

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (27 Mar 2019 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (27 Mar 2019 to 29 Feb 2024)
  • Astra Asset Management UK Limited (no longer approved here)

    FRN 726035

    • CF30 Customer (29 Apr 2016 to 17 Nov 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (30 May 2002 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.