Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Megan McConnell

    IRN MXM03231

    • CF29 Significant management (1 Jan 2014 to 2 Mar 2018)
  • Michael Alan Sibthorpe

    IRN MAS01141

    • CF3 Chief Executive (AR) (11 May 2009 to 31 May 2012)
    • CF1 Director (AR) (11 May 2009 to 31 May 2012)
  • Michael Blesic

    IRN MXB01385

    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Dec 2002)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Dec 2002)
  • Michael Gerard Kerner

    IRN MGK01062

    • CF2 Non Executive Director (AR) (22 Dec 2016 to 30 Nov 2018)
  • Michael Hugh Pinner

    IRN MHP01026

    • CF2 Non Executive Director (AR) (8 May 2014 to 31 Mar 2015)
  • Michael James Leonard

    IRN MJL01218

    • CF2 Non Executive Director (AR) (31 Oct 2018 to 6 Aug 2021)
  • Michael John Dashfield

    IRN MJD01126

    • CF29 Significant management (14 Jul 2011 to 31 Dec 2013)
  • Michael Leonard Boguski

    IRN MXB19333

    • CF1 Director (AR) (10 Sep 2019 to 29 Dec 2022)
  • Michael Roger Cain

    IRN MRC01172

    • CF1 Director (AR) (11 Mar 2022 to 15 Nov 2024)
  • Michael Stephen Francis Pritchard

    IRN MSP01031

    • SMF18 Other Overall Responsibility (26 Feb 2019 to 30 Nov 2022)
    • CF29 Significant management (12 Jan 2016 to 9 Dec 2018)
    • CF1 Director (AR) (21 Dec 2015 to 17 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.