Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF9 Chairman (1 Jan 2017 to 12 Nov 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 3 Jan 2017)
- CF3 Chief Executive (1 Jul 2014 to 6 Mar 2016)
- CF1 Director (1 Jul 2014 to 12 Nov 2018)
- CF8 Apportionment and Oversight (1 Jul 2014 to 6 Mar 2016)
- Responsible for Insurance Mediation (1 Jul 2014 to 4 Jan 2017)
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- CF29 Significant management (14 Jul 2011 to 31 Dec 2013)
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- CF9 EEA Investment Business Oversight (28 Feb 2005 to 2 May 2008)
- CF8 Apportionment and Oversight (28 Feb 2005 to 31 Mar 2009)
- CF3 Chief Executive (28 Feb 2005 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.