Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SIMF2 Chief Finance Function (7 Mar 2016 to 7 Jun 2017)
- CF11 Money Laundering Reporting (30 Jun 2014 to 7 Jun 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 9 Mar 2016)
- CF1 Director (26 Jun 2003 to 31 Jan 2006)
- CF13 Finance (10 Feb 2003 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (10 Feb 2003 to 31 Oct 2007)
-
- CF2 Non Executive Director (AR) (8 May 2014 to 31 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.